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Securities Fraud
Lawyer
Securities Fraud Attorney in NYC
If you’re facing a securities fraud investigation or formal charges, don’t even think about handling your defense yourself. Investment fraud in New York can be complex and sophisticated, and you need a seasoned attorney advocating for your rights. The stress of these allegations can affect your professional and personal life. Thankfully, you can hire a NYC securities fraud lawyer at the Law Offices of Robert Tsigler, PLLC to defend against white-collar allegations.
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Knowing you have an experienced attorney by your side can make all the difference. New Yorkers from White Plains to Queens count on us for their defense representation. At the Law Offices of Robert Tsigler, PLLC, we provide effective and efficient advocacy for people facing criminal charges. We pride ourselves on our relentless determination to protect our clients’ professional and personal futures.
What Is Securities Fraud?
Securities fraud is not one single action but rather a term that encompasses a broad spectrum of practices that are designed to manipulate financial markets and induce investors into making decisions based on material misrepresentations. Some of the most common fraudulent financial schemes include:
- Insider trading. This exploits company information that has not been shared with the public, including financial information, product approvals, or mergers. It often occurs in the technology sector and in healthcare.
- Ponzi schemes. This is an investment scam where early investors are paid using funds collected from newer participants rather than from actual profit-generating business activities. The system eventually collapses when the influx of new capital can no longer sustain the outgoing payments
- Churning. Excessive trading in confidential investment accounts can manifest in various ways, often disguised as legitimate activities like portfolio rebalancing or transferring funds between similar mutual funds
- Elder financial abuse. Seniors are often vulnerable to securities fraud, such as artificial intelligence scams and deepfake technology.
- Margin disputes. Trading on margin involves borrowing funds to purchase securities, using your existing portfolio as collateral. However, the resulting disputes frequently escalate into serious allegations of securities fraud.
If you are facing allegations based on any of the above-mentioned offenses, our knowledgeable legal team can build a compelling defense case on your behalf.
How Does the Prosecution Prove Securities Fraud?
In order for the government to get a securities fraud conviction in New York, prosecutors must be able to prove their case beyond a reasonable doubt. Proving securities fraud beyond a reasonable doubt depends on whether the prosecution is brought under federal law or New York’s Martin Act. Prosecutors typically rely on a combination of evidence:
- Documentary evidence. Internal emails, text messages, SEC filings, and other relevant financial records showing discrepancies between private knowledge and public statements may be relevant.
- Forensic accounting. Expert testimony to trace the movement of funds and demonstrate the link between the alleged fraud and the investor's loss.
- Cooperating witnesses. Testimony from witnesses who may receive reduced sentences in exchange for revealing the mechanics of the alleged scheme.
What Steps Should I Take to Defend Myself?
NYC is a large financial hub, which means that securities fraud is one of the more aggressively prosecuted crimes in our area. If you live in the New York area and are under investigation or have been formally charged with securities fraud, the Law Offices of Robert Tsigler, PLLC can investigate your case facts and explore all available defenses.
According to 2024 FBI data, law enforcement agencies across the country submitted reports for more than 14 million criminal acts. Nearly two million people are incarcerated throughout the country, and many are facing prison sentences connected to white-collar crimes. Don’t become part of these staggering statistics. There’s too much at stake to try to handle your charges alone. Hire an experienced attorney who can build a strong defense strategy for you.
FAQs About NYC Securities Fraud Laws
Who Investigates Securities Fraud in NYC?
In NYC, securities fraud is investigated by a network of federal, state, and local agencies, including the Securities and Exchange Commission (SEC), the Department of Justice (DOJ), the Federal Bureau of Investigation (FBI), the New York Attorney General (NYAG), the Department of Financial Services (DFS), and the Manhattan District Attorney’s Office.
Other agencies may be responsible for investigating other aspects or offenses related to securities fraud in New York City.
Do I Have to Hire a Lawyer for a Securities Fraud Case?
While you don’t have to hire a lawyer for a securities fraud case in New York, most people find that an attorney can provide invaluable help defending against the charges they are facing.
A skilled attorney can provide comprehensive help during an investigation or if you’re facing formal charges, as they have experience with the complexity of financial regulations, the aggressive nature of both state and federal investigations, and how to mitigate the most serious consequences.
When Should I Hire a Securities Fraud Lawyer?
Ideally, you should hire a securities fraud lawyer as soon as possible if you’re under investigation for securities fraud. When you hire a lawyer, their early intervention can make a critical difference. Due to the complexity of financial regulations and the aggressive coordination between agencies like the SEC, DOJ, and FBI, early legal intervention is important and can help you avoid self-incrimination.
What Kind of Lawyer Can Help Me With a Securities Fraud Investigation?
A criminal defense lawyer with extensive experience handling securities fraud cases can help you with a securities fraud investigation. Your defense attorney can provide legal and emotional support during your investigation and hopefully prevent your case from turning into a formal criminal case. For help with a specific situation, speak with a skilled attorney as soon as possible.
Need to Hire a Securities Fraud Lawyer? Call the Law Offices of Robert Tsigler, PLLC, today.
When you hire a securities fraud lawyer at the Law Offices of Robert Tsigler, PLLC, we work around the clock to build your defense case and work together to advocate for each client. We understand the law and how convictions can impact lives,
Contact us 24/7 to schedule your initial consultation.
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